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Leaving direct authorisation?

You’ve got your own financial advice firm, but the burden of direct authorisation has become too much.

For some financial advice businesses, being directly authorised by the FCA is the right option. But if the balance is off and too much time is being spent on compliance matters, it may be wise to look at other routes.

If you join us, you’ll be fully supported through all your regulatory requirements, so you can focus on giving your clients the attention they deserve. And with paraplanning and other business support services all under one roof, we can make sure you enjoy the same seamless transition we’ve provided for dozens of advisers just like you.

How we help

Submitting paperwork to the FCA

We’ll help you to navigate the maze of FCA authorisation. We’ll complete and submit the paperwork on your behalf, and do all we can to ensure it’s processed efficiently.

Creating a plan

The benefits of moving from direct authorisation can be significant, especially if it means you can remain independent. We’ll create and execute a plan to ensure that it’s a smooth change.

Setting up agencies

You need to make sure you have the right agencies set up with key providers. We’ll help you make sure that happens so there are no delays once you’re authorised.

Compliance documents

To make your life easy, we’ll provide you with templates for every document you need. That means you can focus on what’s important, not re-inventing the wheel.

Moving clients over

If you’ve got existing clients, we’ll you move them over from your previous firm so your income starts as soon as possible after you’ve been authorised.

Marketing support

Once you’ve bedded in and moved any existing clients over, it’s probably time to look for new clients. We’ll provide marketing support to help you do that.

Hear from
our advisers

You need to know whether we’d be the right fit for you, so don’t just take our word for it. Here's what some of our adviser partners have to say about their experience with us.

Tracey Plant

Matthew Fleming

Thornton Holmes

0 %

of our members would recommend us to other advisers.

0 %

supportive of helping you provide independent advice.

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here to help you develop your business.

Blog

26 June 2024

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Corbel Partners Limited is authorised and regulated by the Financial Conduct Authority.

Registered in England and Wales. Registered number: 05280582.

Our complaints procedure is available on request and if you cannot settle your complaint with us, you may be entitled to refer it to the Financial Ombudsman Service at www.financial-ombudsman.org.uk

Information contained in this website is based upon UK legislation and regulation and is targeted at consumers based in the UK.